Privacy Policy of McGinley Financial Advisory, LLC
We have adopted this policy with recognition that protecting the privacy and security of the personal
information we obtain about our customers is an important responsibility. We also know that you
expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain
certain personal information about you. We want you to know what information we collect and how we
use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information about you (such as your name, address,
social security number, etc.) from information that you provide on applications or other forms as well as
communications (electronic, telephone, written or in person) with you or your authorized representatives
(such as your attorney, accountant, etc.). We also collect information about your brokerage accounts
and transactions (such as purchases, sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone
except: (i) in furtherance of our business relationship with them and then only to those persons
necessary to effect the transactions and provide the services that they authorize (such as
broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with
industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and
auditors; or (iv) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental
agencies and other third parties in certain circumstances (such as third parties that perform
administrative or marketing services on our behalf or for joint marketing programs). These third parties
are prohibited to use or share the information for any other purpose. If you decide at some point to
either terminate our services or become an inactive customer, we will continue to adhere to our privacy
policy, as may be amended from time to time.
Security of Your Information
We restrict access to your nonpublic personal information to those employees who need to know that
information to service your account. We maintain physical, electronic and procedural safeguards that
comply with applicable federal or state standards to protect your nonpublic personal information.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may change from time to time. We will provide
you notice of any material change to this policy before we implement the change.
We have adopted this policy with recognition that protecting the privacy and security of the personal
information we obtain about our customers is an important responsibility. We also know that you
expect us to service you in an accurate and efficient manner. To do so, we must collect and maintain
certain personal information about you. We want you to know what information we collect and how we
use and safeguard that information.
What Information We Collect
We collect certain nonpublic personal identifying information about you (such as your name, address,
social security number, etc.) from information that you provide on applications or other forms as well as
communications (electronic, telephone, written or in person) with you or your authorized representatives
(such as your attorney, accountant, etc.). We also collect information about your brokerage accounts
and transactions (such as purchases, sales, account balances, inquiries, etc.).
What Information We Disclose
We do not disclose the nonpublic personal information we collect about our customers to anyone
except: (i) in furtherance of our business relationship with them and then only to those persons
necessary to effect the transactions and provide the services that they authorize (such as
broker-dealers, custodians, independent managers etc.); (ii) to persons assessing our compliance with
industry standards (e.g., professional licensing authorities, etc.); (iii) our attorneys, accountants, and
auditors; or (iv) as otherwise provided by law.
We are permitted by law to disclose the nonpublic personal information about you to governmental
agencies and other third parties in certain circumstances (such as third parties that perform
administrative or marketing services on our behalf or for joint marketing programs). These third parties
are prohibited to use or share the information for any other purpose. If you decide at some point to
either terminate our services or become an inactive customer, we will continue to adhere to our privacy
policy, as may be amended from time to time.
Security of Your Information
We restrict access to your nonpublic personal information to those employees who need to know that
information to service your account. We maintain physical, electronic and procedural safeguards that
comply with applicable federal or state standards to protect your nonpublic personal information.
Changes to our Privacy Policy or Relationship with You
Our policy about obtaining and disclosing information may change from time to time. We will provide
you notice of any material change to this policy before we implement the change.
Privacy Policy
Read about our IMPORTANT CONSUMER DISCLOSURE and PRIVACY POLICY.
©2010 McGinley Financial Advisory, LLC. All rights reserved.
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